Transition/Conversion
 

Expect a seamless transition

When you first join a clearing firm, you’ve got a lot of issues to think about. You’ve got to transfer records, master new technologies, identify key contacts – the list goes on and on.

Since we understand the impact it can have on your business, we’re committed to making the transfer as “seamless” as possible. In executing the transition plan, our work actually begins months in advance of the actual conversion. And it never really ends, because we’re always working to ensure you are pleased with your decision to clear with us.

Toward that goal, your business implementation team will guide you through the transition process. And, of course, you will receive comprehensive training to help you feel comfortable with your new systems and tools.  Here's what Dan Colich from Gardner Financial Services has to say about the support he's received from our Wealth Management Team:

Dan Colich
“I just wanted to let you know how helpful Gazell has been since my transition to Gardner Financial Services from Merrill Lynch a few months ago. He has helped me with three separate proposals and as a result all three clients have joined me from Merrill Lynch. Close to 1 million in assets. It's tough out there these days and the extra help by people like Gazell is greatly appreciated.”

Dan Colich
Financial Advisor | Gardner Financial Services |
Minneapolis, MN
Correspondent since 1990

We’ll do whatever is necessary to ensure a smooth transition, because we don’t just want you to join us – we want you to prosper with us.

 

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