Expect more from your clearing provider

Running an independent broker-dealer can feel like a solitary venture. Since 1979, we've worked with investment industry entrepreneurs like you who seek a trusted clearing firm offering the deep resources, systems and expertise necessary to become the wealth management firm of choice for financially successful investors in your area.

We specialize in providing comprehensive clearing, custody and execution services tailored to meet your specific business needs. In addition to processing your transactions, we provide an attractive wealth management platform, featuring the broad solution set, state-of-the-art technology suite and extensive research capabilities of a global leader in diversified financial services. Plus, you receive on-going training and a dedicated support team to help your business thrive.

News and Events:

• MINNEAPOLIS, MN [August 31, 2011] – RBC Correspondent Services today announced the addition of a new senior relationship manager to support and drive business growth for its Independent Broker Dealers firms. Read the press release for more information.
• Investor's Edge covers a wide range of wealth management topics. If you are interested in reading the entire newsletter, suitable for clients and prospects, please contact us.
• MINNEAPOLIS, MN – [June 29, 2011] – RBC Correspondent Services today announced that Regal Securities, Inc., an independent brokerage firm providing a comprehensive range of investment options, technology, and resources for conducting full-service brokerage operations, has engaged RBC Correspondent Services (CS) as their new clearing firm and premier service provider. Read the press release for more information.
• Get a coordinated view of the economy, equity and fixed income markets. What are Janet Engels, Craig Bishop and Phil Dow saying about the Q4 outlook for 2010? Check it out in the Market Navigator, brought to you by RBC Correspondent Services. If you are interested in reading the entire issue, please contact us.
• Investment Committee Releases Water Report: Learn more about RBC Wealth Management's Investment Committee Report on the world's fresh-water resources, investment opportunities in the water industry and RBC's commitment to fostering water stewardship.
• How will you increase your bottom line in 2011? Read the Connect Conversation to find out why it is so important to have a plan, and to focus on it. And learn about the twelve-month program that teaches advisors to manage their business, market their business and grow their business.
• RBC Blue Water Project: Find out about our $50 million philanthropic commitment.